Wealth Management - Investment Review Service | Financial Advice Cardiff

Penguin Investment Review Service

Penguin Investment Review Service

1. Carry out Initial Discovery meeting.

2. Establish what Income & Capital future requirements you have and understand your specific situation.

3. Understand your Risk Profile, Capacity for Loss and your understanding of the current plans

4. Contact all your current providers to obtain all relevant information- this process is detailed and time consuming. There are a whole host of questions that Penguin will ask each provider, depending on what type of investment it is

5. Analyse the various Investments, look at the costs, guarantees, potential benefits, risk of the current funds and understand if they meet your risk tolerance

6. Provide you with a Penguin Wealth Management Plan which will include any recommendations

7. Provide you with a list of required documents and information to prepare

8. Completion of all application and transfer forms and/or switching forms(if applicable)

9. Liaising with all parties on progress

10. Recommend appropriate Risk Portfolio and purchase correct funds in line with your Risk Tolerance and Capacity for Loss

11. Ensuring that any transfers are done as soon as possible

12. Check final documentation and issue to you

 

Fixed Fee charged

£487 for carrying out all of the above work and research

In summary we manage the whole process and give you one point of contact during the process.

The above fee is a one off transaction fee. All fees are used to offset the costs associated with research, time spent and advice relating to work undertaken.

If we recommend that you transfer any of your plans, then the Penguin normal fee process will be discussed and agreed as per the Client Disclosure Document

 

Penguin is a trading name of Penguin Wealth LLP, who are authorised and regulated by the Financial Services Authority.

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Contact Us

T: 02920 450143

A:

2 Raleigh Walk, Brigantine Place,
Cardiff, CF10 4LN
________________

Cowbridge Office
5 Willow Walk , Cowbridge
Vale of Glamorgan, CF71 7EE


Penguin © 2018. Penguin is a trading name of Penguin Wealth LLP, who are authorised and regulated by the Financial Conduct Authority. For further information please View More


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